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Corporate Disclosure and Regulatory Compliance in Capital Markets

Corporate Disclosure and Regulatory Compliance in Capital Markets

This curriculum equips learners with an in-depth framework of disclosure obligations and transparency standards applicable to public companies. It focuses on the legal complexities and best practices of information dissemination within the global capital market environment.

COURSE OBJECTIVE

Upon completion of this course, participants will be able to:

  • Comprehensive Understanding: Gain a profound understanding of the core principles and critical issues surrounding information disclosure for public companies.

  • Regulatory Mastery: Master the current regulatory framework and statutory obligations pertaining to information disclosure requirements for public entities.

  • Practical Application: Effectively apply and execute professional disclosure procedures for public enterprises in full compliance with legal standards and market regulations.

WHO SHOULD ATTEND?

  • Corporate Leadership Level: Members of the Board of Directors, Members of the Supervisory Board, the Audit Committee, the General Director, and Members of Board Committees of Public Companies.

  • Corporate Roles/Positions: Person in charge of corporate governance, Company Secretary, Information Disclosure Officer, and members of the Investor Relations department.

COURSE MODULES

No. Modules Duration (Sessions)
1

Information Disclosure Obligations

0.5

2

Subjects Required to Disclose Information

1

3

General Provisions on Information Disclosure

0.5

4

General Disclosure Requirements for Public Companies

1.5

5

Information Disclosure for Large-scale Public Companies and Listed Entities

1

6

Information Disclosure for Major Shareholders and Major Shareholder Groups

1

7

Information Disclosure for Founding Shareholders

0.5

8

Information Disclosure for Insiders and Related Persons of Insiders

1

9

Common Risks in Disclosure Compliance and Mitigation Strategies

1

Total

8

COURSE SCHEDULE & VENUE

Course Schedule & Venue

  • Duration: 8 sessions 
  • Class Schedule (Options):
    • Option 1: Mon – Wed – Fri (18:00 – 21:00)
    • Option 2: Tue – Thu – Sat (18:00 – 21:00)
    • Option 3: Sat & Sun (Mornings & Afternoons)
  • Venue: 
    • UEH Campus B: 279 Nguyen Tri Phuong St., Dien Hong Ward, HCMC.
    • UEH Campus D: 196 Tran Quang Khai St., Tan Dinh Ward, HCMC.

All-inclusive Training Fee: 4,500,000 VND / participant. (The fee includes training materials, the final examination, and certification).

Disclaimer: Please note that the curriculum, number of sessions, and tuition fees are subject to adjustment starting from March 2026.

CERTIFICATION

Graduation Certificate: Upon completion of the course, qualified students will be awarded a Graduation Certificate issued by the Institute of Human Resources and Business Development (under the University of Economics Ho Chi Minh City – UEH), which is valid nationwide.

DISCOUNT

Note: Total discounts are capped at a maximum of 20% of the tuition fee.

ENROLLMENT & REGISTRATION

UNIVERSITY OF ECONOMICS HO CHI MINH CITY (UEH)

Campus B: 279 Nguyen Tri Phuong Street, Dien Hong Ward, Ho Chi Minh City.

Institute of Human Resources and Business Development (HUREDIN) – Room B2.005, Building B2, Ground Floor. (Next to the Faculty Parking Gate – Opposite No. 43 Dao Duy Tu Street)

ADVISORY & CONTACT INFORMATION

ZALO:

    • Ms. Trang Anh: 0907 275 504        – Ms. Thao:      0907 126 214 
    • Ms. Ngan:      0933 370 466            – Ms. Diem:       0906 017 799
    • Ms. Linh:        0822 118 641            – Ms. Trinh:       0898 338 999
  • Corporate training consultancy: 0708 769 922 (Mr. Truong Giang)
  • Email: hr@ueh.edu.vn
  • Fanpage: https://www.facebook.com/huredin.ueh.edu.vn

 

OFFICE HOURS:

Available from Monday to Friday:

  • Morning Session: 08:00 AM – 11:30 AM
  • Afternoon Session: 01:30 PM – 06:00 PM

UPCOMING COURSE INFORMATION

Start date: 09/03/2026

Schedule: Mon/Wed/Fri Evenings

Time: 18h00′ – 20h30′

Duration: 8 sessions

ENROLLMENT

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VUI LÒNG ĐỂ LẠI THÔNG TIN - CHÚNG TÔI SẼ LIÊN HỆ NGAY

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